EquiAsia Group engages in the following activities as a registered broker/dealer:
• Retailing corporate securities over-
the-counter;
• Selling corporate debt securities
• Underwriting or sponsoring mutual
funds;
• Retailing mutual funds;
• Brokering municipal securities;
• Selling variable life insurance or
annuities;
• Writing put and call options;
• Providing investment advisory
services;
• Selling tax shelters or limited
partnerships in primary distributions;
• Selling tax shelters or limited
partnerships in the secondary market;
• Arranging for transactions in listed securities by stock exchange members;
• Trading securities for its own account; and
• Engaging in the private placement of securities.
• Underwriting equities |
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EQUIASIA GROUP LTD. OFFERS THE FOLLOWING SERVICES:
 INDIVIDUAL
- Stocks and Options
- Financial and Estate Planning
- Mutual Funds
- Insured Certificates of Deposit
- Pension Plans / 144K Plans
- Retirement Counseling and Planning
- Analysis of Stock Options
- Hedging and Diversification From Concentrated Stock
- Fee Based Trading Accounts
- Financial Planning
- Health Insurance / Life Insurance
- Wealth Transfer Analysis
- Investment Advice to Confirm Decision
- Access to Top Outside Managers, Quality Research, and ‘In-House’ Personnel
CORPORATE
- Compensation Programs
- Employee Stock Purchase Plan / Stock Option Plan
- Stock Buyback Plan
- Restricted Securities Sales and Financing
- Personal Financial Planning
- Portfolio Management
- IPO’s (Initial Public Offerings)
- Private Placement
- Mergers & Acquisitions
- Tradition Planning and Succession Planning
- Letters of Credit
- Company Evaluation
GENERAL
- Investment Banking and Underwriting Services
- Low Cost Lines of Credit Against Restricted Stock
- SWAPS, Collars and Discounted Purchases of Stock
- Private Placement Products
- Treasury Stock Options Programs
- Deferred Compensation Plan
- Institutional Accounts
- Processing of Rule 144 / 145
- Trust Department Accounts
- Estate and Financial Planning
- Relationship Managers |
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